Compliance Manager

Compliance Manager
Empresa:

Bank Of America Corporation


Compliance Manager

Detalles de la oferta

The Country Compliance Manager is responsible for ensuring the identification, escalation and timely mitigation of compliance risks in the country.
Responsibilities
Defines and executes compliance and regulatory activities for global markets activities (FICC and Equities).
Supports accountability for Compliance elements of the Risk Framework, maintaining independent compliance oversight of business and the culture of Compliance, supporting the identification, escalation and timely mitigation of compliance risks.
Communicates and interacts with regulatory agencies (CNBV and Central Bank of Mexico), external consultants, and other internal risk management groups within area of responsibility.

Core skills and requirements
More than 5 years of experience serving the Financial industry (Banks or Broker Dealers).
Strong knowledge in CNBV and Central Bank regulations (General Dispositions for Banks and Broker Dealers, 31 requirements and Circular 3/2012).
Strong knowledge in global markets products and flows (money market, derivatives, equities, repos, etc).
Prior interaction with regulators.
Global Markets / Risk Management skills.
Fluent English and Spanish
Good communication, analytical skills, proficient in Microsoft Excel.
BA preferred or substantially equivalent experience.
Strong knowledge of Local and International capital markets.
Certification as Financial Advisor (Series 210) – AMIB Mexico desirable


Fuente: Neuvoo_Ppc


Área:

  • Otros / Otros

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